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Cover of Wall Street Policies Itself

Wall Street Policies Itself

How Securities Firms Manage the Legal Hazards of Competitive Pressures

by David McCaffrey, David Hart

Oxford University Press

₹4,427

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From the publisher

Explains how the self-regulatory system for U.S. securities firms works within three tiers of supervision. Drawing upon prior work on securities regulation in the areas of economics, law, and management, this book will greatly interest professionals in the securities industry.

Description supplied by the publisher.

Book details

ISBN-13
9780195111873
ISBN-10
0195111877
Authors
David McCaffrey, David Hart
Condition
New
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